
© Nicolas Mertens. All rights reserved. Concept and compositing: Doug Prout, art director at large.
More than any other political and ethical systems developed in the 19th century, the work of Karl Marx and his friend and associate, Friedrich Engels, has had and continues to have an enormous impact on the 20th century and beyond. Today, there are broadly two ways of looking at this impact.
On the one hand, the outlook developed by Marx and Engels is vilified and ridiculed with the same vehemence as it had been in the 19th century. There are plenty of conservative and reactionary magazines, books, political parties, and what not, that represent Marx and Engels as bumbling idiots who had no idea what they were talking about, and that systematically equate Marx and Engels’s work with the awful distortions that were applied in the Soviet Union and elsewhere. At the same time, these media clamor all the benefits of capitalism, that is, the economic system that Marx and Engels analyzed and condemned for various reasons.
On the other hand, there are lots of people, parties, and organizations that still believe that Marx and Engels are not “dead,” and that their work could still teach us something valuable about the ways we are presently doing business and about the ways we are using the work force. Given the present economic and, above all, social situations around the world, these people and organizations try to show that capitalism is not so glamorous after all, and that it profits only a handful of individuals. It seems that, in many respects, the relationship between the haves and the have nots is the same today as it was in the 19th century.
In view of this, I thought that I would develop in this blog (that-is-not-really-a-blog :) a small primer on Marx and Marxian principles. This blog doesn’t get a lot of traffic, and this entry is longer than usual. However, if you are one of those who stumble here by accident, and if you are not too familiar with Marx, socialism, communism, and capitalism, I hope that this entry will give you something to think about, if need be, that it will open your mind, and that it will enlarge your horizon beyond what we get from the habitual anti-Marx propaganda.
Basic Background Definitions
- Socialism. According to its original meaning, socialism describes an outlook—a philosophy—that advocates the needs of the entire social system. As such, socialism is at odds with the individualism of classical liberalism. Note at the outset that socialism does not necessarily implies collectivization, unless it is perceived that such would be for the common good.
- Communism. Emerging after socialism, communism describes an outlook that advocates the government’s ownership of at least the major means of production, for the good of all.
- Marxism. Marxism is a set of ideas that are associated with Marx and Engels. Some socialists and some communists accept these ideas, but not all. In other words, Marxism is not necessarily equivalent to either socialism or communism, or even equivalent to Marxian principles.(1)
Capital and Surplus Value
A capital may be money, the net worth of a business, a piece of land, a house, or any wealth whatsoever that produces an income and a profit. Surplus value occurs whenever labor power is being sold. Surplus value is usually appropriated by the owners of capital (the capitalists, i.e., what was then called the bourgeoisie). For example, suppose that a worker in a sweat-shop—whether in New Jersey, Guatemala, or anywhere else—produces 10 jeans per day. Two of these jeans will pay for the wages of the worker (this is variable capital); then, let’s say that three jeans pay to amortize or maintain the sewing machines, the building, and so on (which is fixed capital); so, the owner of the sweat-shop gets five jeans for nothing, which will not be given away for free to anybody, but sold or invested in one form or another by the owner in question. These five jeans represent the surplus value, which profits the capitalist, not the worker who produced it.
Now suppose that the sweat-shop owner hires 100 workers. In that case, the owner pays only 200 jeans in necessary labor, and 300 in fixed capital, and makes a net profit of 500 jeans. And so on. If the owner re-invests this profit in additional capital (which s/he does), s/he ends up accumulating huge profits that are disproportionate to the fixed and variable capitals. According to Marx and other social thinkers, this is simply exploitation of, and theft from, the workers.
Alienation
Marx connects alienation with consciousness, or human “nature.” According to him, human “nature” is strictly material, in the sense that it is defined by material production, and by extension, by economic forces and economic relationships. This means that human “nature” is variable, and will be different in different societies, and at different times. Thus a feudal person cannot possibly have the same nature, or personality, as a person of the capitalistic society, and similarly, a bum who lives in the Parisian subway cannot have the nature of a bum who lives on a California beach. This is to say, then, that human nature does not exist per se: for Marx and Engels, human nature comes into existence through human labor and the products of that labor—we are what we do.
Now, compare a tailor of the Middle-Ages with the laborers in today’s “sweat-shop.” The former expresses him/herself through his/her work, and s/he even owns the clothes s/he creates. But the latter manufacture objects from the design of someone else, and they do not own these objects. In other words, the workers become alienated from the product of their labor.(2)
This is not all: the workers become alienated from the act of production also. And this is because work—the act of production—does not define them anymore, because the workers work only to get wages, and because this process is not adopted freely by them but imposed on them for only one reason: survival.
Since there is a tremendous discrepancy in labor-value between the worker and the owner—the wages one earns and the profits the other makes are not proportional to the amount of work, or absence of work, involved—they both (the worker and the owner) become alienated from each other. In other words, this happens because workers and owners do not recognize their inter-dependence, and are forced to compete with each other. In the meantime, workers become alienated from other workers, and owners from other owners also.(3)
Furthermore and more importantly, everyone becomes alienated from oneself, that is, what Marx called one’s own species-being. This means that we all become alienated as members of the human species, and alienated from our own existence, that is, our essence. The workers see themselves as being merely the “appendage of a machine,” and the owner as the appendage of capital. We all lose sight of our potentials, particularly our potential to create and enjoy beauty. Moreover, each individual sees the others differently. Worse, each sees the others as enemies.
Finally, since the market of goods is not guided or controlled by human beings but by fluctuating irrational forces that exist outside of them, the product itself, when hitting the market, becomes alienated from everybody.
So, alienation is a negation, and Marx goes further. This primary negation leads to other negations. For example, the alienation from nature, the alienation from our body and our senses. It also leads to all the “isms” possible: nationalism, racism, classism, sexism, etc., and indeed, these “dogmas” are not natural to man, they are artificially created by alienation, a by-product of capitalism.
The Revolutionary and Self-Destructive Nature of Capitalism
As we can see from the above, it is not Marx and Engels who are the revolutionaries, but capitalism itself. Capitalism has created the largest class of society: the workers (what was called then the proletariat). At first the workers are grateful toward the capitalists for having a job. Then they become aware of their power: without the workers the factories, the bureaucracies, and so on (the corporations?), could not function. This is one of the major contradiction of capitalism: it does not allow any power to the workers, but the workers have in effect a tremendous power. This power, and the poverty into which the workers are maintained, result in resistance, strikes, struggle, etc.
The Class Struggle
The class struggle—induced by capitalism itself—is complex, and may take various avenues. However, according to Marx and Engels, only one of these is efficient.
- Some people try to escape their condition by indulging themselves in defeatism; they give in to hopelessness. Marx and Engels saw that the use of religiosity was a characteristic part of this escapist reaction, because religion—as they said—has the soothing effect of an “opiate.”(4)
- Some people fight for better wages, or become ambitious, and they try “to climb up the social scale.” But in reality, no matter what, they will never be able to either rise above their own class, and/or overcome alienation.
- Some people resent the system, and subsequently sabotage the machinery or slow down the process of production. This, however, is yet another temporary solution to their problems.
- According to Marx and Engels, class consciousness is the only way out for the workers. Class consciousness is the clear understanding by the workers that all profits go to the capitalists, and how the latter keep the former in a position of vulnerability. It is also the clear understanding that only the workers can end the conditions that create their vulnerability. And since these conditions are epitomized in the class system, which makes exploitation possible, the workers will want to eliminate the class system. And the only way to eliminate the class system is to eliminate the distinctive functions of each. This entails that the people who work must own the economy itself.
Political Changes and Human Emancipation
The political emancipation of an individual is to become first of all a citizen of civil society. However, civil society is characterized by many ills such as inequalities, animosity, resentment, etc. This means that political emancipation does not solve alienation. However, beyond political emancipation is human emancipation. Political emancipation was exemplified by the French Revolution, giving political power to the bourgeoisie. Note that political emancipation is also the characteristic of crude communism: it gives political power to the State.
Human emancipation, on the other hand, brings species-consciousness and ultimately true communism. Species-consciousness is the ability to recognize our membership in the human species and our inter-dependency (that is, what Marx called our species-life). On the contrary, capitalism, by emphasizing our material life, destroys what makes us human, that is, social beings or species-being.
The Dictatorship of the Proletariat
Capitalism is progressive, but it forces progress. It is a costly system that alienates everybody from everybody else and from everything; eventually, it self-destructs and creates socialism (crude communism). The social revolution is the logical and inevitable result of capitalism.
However, Marx and Engels thought that, once the revolution had been achieved, there would remain a number of people who would want to return to the old system. Therefore, socialism—or crude communism, that is, the period before true communism—would be characterized by the “dictatorship of the proletariat.”(5) This would be a tactical necessity without which capitalism could not be completely eradicated. The dictatorship would have to be coercive. It would imply, for example, the abolition of property and inheritance, the imposition of work on everybody, and so on, not only to safeguard the gains of the revolution, but also because no system in power has ever given up its power willingly: so will it be with capitalism, and so will it be with socialism.
However, socialism has a goal. Through the continued abolition of classes, socialism’s goal is to bring about the association of the nations. After that, the true communist society would have no master/slaves relationships; everybody would become aware of his/her humanity; rational self-interest would make work pleasurable; and people would be free to develop their potential, not independently of each other, but in symbiosis with each other. In other words, while capitalism allows competition to flourish within a system of individualism, true communism allows individuality to flourish within a system of cooperation.
That’s it, folks! Not everything is rosy with Marx and Engels. But they clearly cannot be completely rejected. Next month, if I’m not too lazy, I will explain what another hero of mine—Karl Popper—had to say about the “scientific” value of Marx’s theories. For the moment, here are a few books you might like:
Marx, Karl. Capital. London: Penguin Classics, 1990. Introduction by Ernest Mandel. Translated by Ben Fowkes.
Marx, Karl, and Friedrich Engels. Manifesto of the Communist Party. Chicago: Encyclopaedia Britannica, 1952. Translated by Samuel Moore, edited by Engels.
Marx, Karl. Selected Writings, edited by David McLellan. Oxford: Oxford University Press, 1977. This is the essential anthology of Marx’s writings, selected by the foremost authority on Marx and related works.
————————————————————————–
(1) Marx and Engels successfully get out of “utopian” theories (e.g., those of Thomas More, Robert Owen, Charles Fourier, and so on), and get into “practical” socialism. While they emphasize a political program that challenges the power in place, they also want socialism to be scientific. To achieve the latter, they combine theories and facts. Their work is scholarly researched, verifiable, and intellectually rigorous. Contrary to the caricatures presented by some media, Marx and Engels are not mad men jumping on revolutionary barricades with knives in their mouth and revolutionary booklets in their hands. Yet, the scientific claim has been successfully debunked by several people. I will explain that in a future blog-entry.
(2) Observe that alienation is not restricted to “sweat shop” workers and “sweat-shop” owners. For example, the same theory applies to corporate people, whether they are Chief Executive Officers, stockholders, or mail-room clerks.
(3) Again, consider whether this state of affairs applies only to 19th-century factories, or also to contemporary systems.
(4) Here also it might be interesting to consider whether or not our contemporary cults (not only those cults that involve all sorts of supernatural hocus-pocus, but also those that involve our favorite stars, our favorite TV programs, our favorite conspiracy and/or alien abduction theories, etc.) are also forms of escapism; and if they are, consider why we indulge ourselves so fanatically in such escapist behavior.
(5) Evidently, the word “dictatorship” cannot be understood in today’s terms. The dictatorship of the proletariat is in effect the dictates of a committee, not the autocratic whims of a petty tyrant.